Risk Assessments
REQUEST FOR PROPOSAL
What Your ACH Audit Includes
ACH Audit
Examination of your ACH operations, as required annually by Nacha for financial institutions, third-party senders, and third-party services providers
Services include:
- Pre-audit checklist
- Performance of audit as required by the Nacha Operating Rules
- Written ACH Audit Report, including recommendations for improvement
- Audit Certification Form
- Opening and exit meetings
- Access to the auditor for questions
What Your ACH Risk Assessment Includes
ACH Risk Assessment
Evaluation of the complexity of your services, a thorough review of your overall ACH risk, and an examination of your established risk controls
Services include:
- Pre-assessment checklist
- Thorough assessment of ACH activities and risk management program
- Written ACH Risk Assessment Report, including recommendations for improvement
- Review of agreements
- Opening and exit meetings
- Access to assessor for questions
Compliance Services
Stay In the Know
Follow SFE on LinkedIn for news, tips, and updates you can put to work right away.
Read MoreMembership
Your direct line to payments expertise, compliance support, and industry connections.
Read More